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Chapter 32


The Ottoman Empire in Decline

- The Nature of Decline

A. Military Decline
  • Ottoman Empire lost a lot of battles, lost miserable to Austria and Russia
  • The Ottoman Empire was behind in army strategy, weaponry, tactics, and training compared to European forces
  • Janissary forces were the Ottomans army but 17th to 18th century became powerful political force
  • Janissaries didn't want to advance in weapon technology.
  • The military declined because the Janissaries neglected military trainig, advancing in weapon technology and became less disciplined
  • became vulnerable to their neighbors
  • Loss of military power meant loss of central government control
  • Empire lost power to its provinces because their semi- independent governors had created their own army to support the sultan in Istanbul in return for autonomy ( independence)
  • The rulers of the provinces were focused on their own interests and when collecting taxes, they would only send a little to the imperial treasury, and deprived the central state of revenue

B. Territorial Losses
  • Maintained power in Anatolia and Iraq
  • Russia took over Caucasus and in central Asia
  • Austria nibbled away at the western frontiers
  • Balkan provinces, Notably Greece (1830), and Serbia (1867) declared and got independence from the Ottoman empire
  • Most significant loss was to Egypt
  • 1798 Napolean invaded egypt hoping to use it for and attack the British empire in India
  • He failed and had to return to France where he proceeded to over throw the directory
  • the invasion sparked turmoil in Egypt and they wanted their own independence

  • Muhammad Ali was the most successful with helping gain independence in Egypt
  • he ruled from 1805-1848
  • he drafted peasants to serve as infrantry
  • hired French and Italian forces to train his troops
  • Launched a program of industrialization focusing on cotton and textiles
  • he remained subordinate to the Ottoman sultan, by 1820 he has established himself as the effective ruler of Egypt
  • he then invaded Syria, and Anatolia threatening to capture Istanbul and topple the Ottoman state
  • Ottoman empire survived because the British empire intervened fearing if a collapse occured Russia would expand

  • Economic ills aggravated the military and political problems of the Ottoman state
  • trade declined
  • Europe was main source but then traded with counter parts in India and China
  • by 18th century Europes trade focus had shifted to the Atlantic Ocean basin, where the Ottomans had no Presence at all
  • Europeans textiles and manufactured goods started to flow into the Ottoman empire

C. Economic Difficulties
  • the European merchandise was high quality and inexpensive it put pressure on the Ottoman artisans and craftsman who often held riots to protest foreign imports
  • Ottoman exports consisted largely of raw materials such as grain, raw cotton, hemp, indigo, and opium but they didnt offset the value of imported European manufactures
  • Slowly the Ottoman empire moved toward the fiscal insolvency and financial dependency
  • after 19th century the Ottoman's economic developments depended heavily on foreign debts
  • European capital financed the construction of railroads, utilities and mining enterprises
  • Interest payments grew to the point where it consumed more than half of the Ottoman's revenues
  • in 1822 the Ottoman state was unable to pay interest on their loans and had no choice but to accept foreign administration of its debts

D. The Capitulations
  • Capitulations: agreements that exempted European visitors from Ottoman law and provided European powers with extraterritoriality -the right to exercise jurisdiction over their own citizens according to their own laws.
  • Nothing symbolized foreign influence than capitulations
  • Ottoman empire signed it in the 16th century so they wouldn't have to deal with the burden of administering justice for communities of foreing merchants
  • by the 19th century they found capitulations as humiliating intrusions on their sovereignty
  • Capitulations also served as instruments of economic penetration by European business people who established tax-exempt banks and commercial enterprises in the Ottoman empire, and they permitted foreign governments to levy duties on goods sold in Ottoman ports
  • early 20th century the Ottoman lacked the resources to maintain its costly bureaucracy
  • less money to pay the palace employees, military, and the religious hierarchy so tried to increase taxation
  • led to more exploitation of peasantry and a decline in agricultural production

Reform and Reorganization

A. The reforms of Mahmud II
  • He became sultan after the revolt
  • when Janissaries resisted, Mahmud had them killed; cleared the way for reforms
  • he built a European-style army, academies, schools, roads, and telegraph
B. Legal and Educational Reform (Tanzimat era)
  • Ruling class sought restructuring to strengthen the state
  • Broad legal reforms, modeled after Napoleon's civic code
  • State reform of education(1846), free and compulsory primary education(1869)
  • Undermined authority of the ulama, enhanced the state authority
C. Opposition to the Tanzimat
  • religious conservatives were critical of the attack on Islamic law and tradition
  • legal equality for minorities was resented by some, even a few minority leaders
  • young ottomans wanted more reform
    • freedom, autonomy, decentralization
  • high level bureaucrats wanted more power, checks on the sultan's power


Russian Empire under pressure:
  • The keystone to reform efforts was the emancipation of the serfs
  • Reform paved the way for government sponsored industrialization and transformed Russian society
  • Political liberalization did not accompany social and economic reform, because tsars reused to give up autocratic power
    • Oppressive political environment sparked opposition movements that turned radical in the late 19th century.
    • Early 20th century: Discontent reached crisis proportions and started a revolution.
A. Military Defeat and Social Reform:
  • 19th century tsars ruled multiethnic, multilingual, and multicultural empire- from Poland to the Pacific Ocean
    • Only about half of the population spoke Russian or viewed the Russian Orthodox faith.
    • Tsars ruled through an autocratic regime in which all initiative came from the central administration
    • Tsars enjoyed support of Russian Orthodox church and powerful class of nobles who owned most of land and were exempt from taxes and military duty
    • Peasants made up most of population and most were serfs who were bound to the lands that they cultivated. This was almost as bad as slavery.
B. The Crimean War
  • Russia was a respected and feared military power.
    • Maintained tradition of conquest and expansion
    • During 19th century, expanded in 3 directions:
      • East to Manchuria
      • South into Caucasus and central Asia
      • Southwest towards Mediterranean
      • Led to interference in the Balkan provinces of the Ottoman empire
    • After defeating Turkish forces in a war (1828-1829) Russia tried to establish a protectorate over the weakening Ottoman empire
    • Threatened to upset balance of power in Europe
      • Led to military conflict between Russia and a coalition (Britain, France, the Kingdom of Sardinia and the Ottoman empire) This was the Crimean War.
      • Showed weakness of Russian empire
      • Russian empire could hold its own against the Ottoman empire and the Qing forces, but not against the industrial power of western Europe.
    • September 1854: Allied forces mounted campaign against Sevastopol in Crimean peninsula (headquarters of Russia's Black Sea Fleet) -Russia was defeated
      • Demonstrated weakness of agrarian economy based on unfree labor
      • Military defeat compelled tsarist autocracy to reevaluate Russian social order and undertake a large restructuring program.
C. Emancipation of Serfs
  • Opposition of serfdom had grown steadily since 18th century
    • Not just radicals but also high officials
    • Most people believed it had become an obstacle to economic development and a viable state
  • Serfdom was a source of rural instability and peasant revolt
    • Hundreds of insurrections broke out during first four decades
  • 1861: Tsar abolished institution of serfdom
    • Continued for decades anyway
  • Government sought to balance interests of lords and serfs, but in balance, terms of emancipation were unfavorable to most peasants
    • Government compensated landowners for loss of lands and serfs who had worked on it
    • Serfs were freed, had labor obligations eventually cancelled and gained opportunity to become landowners
    • Peasants won few political rights and had to pay a redemption tax for most of the lands they received.
      • Most peasants believed that the rulers forced them to pay for land that was rightfully theirs
    • A few peasants prospered and improved their position as a result of emancipation
    • Most found themselves in debt for the rest of their lives (a source of alienation and radicalization)
  • Emancipation resulted in little (if any) increase in agricultural production
D. Political and Legal reform
  • Important reforms came in wake of the emancipation of the serfs.
  • Government created elected district assemblies (zemstvos- 1864) to deal with local issues of health, education and welfare
    • All classes elected representatives to these assemblies
    • Remained subordinate to Tsarist autocracy
      • The autocracy retained exclusive authority over national issues and landowning nobility (who possessed a large share of votes and seats)
  • Legal reform was more fruitful than experimentation with a representative government
    • 1864: Revision of justiciary system
      • Created a system of law courts based on western European models- Independent judges and appellate courts
    • Trial by jury for criminal offences
    • Elected justices of the peace- dealt with minor offences
  • Encouraged emergence of attorneys and other legal experts
    • Professional standards contributed to decline of judicial corruption
Industrialization:
  • Social and political reform coincided with industrialization in 19th century Russia
  • Tsar Alexander II emancipated serfs with the intention of creating a mobile work force for emerging industries
  • Tsarist government encouraged industrialization as a way of strengthening the Russian empire
  • Although industrialization took place within the framework of capitalism, it differed from western European industrialization
    • Motivation for development was political and military
    • Driving force was the government policy rather than entreprenueurial initiative
  • Proceeded slowly at first but surged during the last two decades of the 19th century
A. The Witte System
  • Prime mover behind Russian industrialization was Count Sergei Witte (minister of finance from 1892-1903)
    • First budget (1893) outlined aims for "removing the unfavorable conditions which hamper the economic development of the country" and "kindling a healthy spirit of enterprise"
  • Implemented policies designed to stimulate economic development
    • Centerpiece of police was a massive program of railway construction
      • Linked faraway bits of Russia
      • Stimulated development of other industries
      • Most important of new lines was the trans-Siberian railway- opened Siberia to large-scale settlement, exploitation, and industrialization
    • To raise domestic capital for industry, he remodeled the state bank and encouraged establishment of a savings bank
      • Supported infant industries with high protective tariffs
        • Also was securing large foreign loans from western Europe to finance industrialization
    • His plan worked
  • France and Belgian capital played a key role in developing steel and coal
  • British funds supported the booming petroleum industry in the Caucasus